Insurance

Name of the Recruiting Body :SEBI

Type of Services :Grade A

SEBI Grade A Eligibility Criteria :

Salary Package :

SEBI Grade A Salary 2020 :

• After the selection of a candidate, he/she has to undergo the probation period of two years.
• The pay scale of officers in Grade A is ₹28150-1550(4)-34350-1750(7)-46600-EB-1750(4)-53600- 2000(1)-55600 (17 years).
  
•  Presently, the gross emolument including SEBI’s Contribution towards National Pension Scheme (NPS), Grade Allowance, Special Allowance, Dearness Allowance, Family Allowance, Local Allowance etc. at Mumbai at the minimum of this scale is approx. ₹1,07,000/- p.m. without accommodation and ₹73,000/- p.m. with accommodation.

Other Benefits & Perks of SEBI Grade A :

Benefits :

• Other benefits viz., Leave Fare Concession, Medical Expenses, Eye Refraction, Education Allowance, Financial Dailies, Book Grant, Briefcase, Conveyance Expenses, House Cleaning Allowance, Staff Furnishing Scheme, Scheme for Purchasing Computers, Subsidized Lunch Facility and all other benefits as admissible to an Officer in Grade A in.

Accommodation :

• Residential accommodation would be provided subject to availability.

Posting :

• The Candidate may be posted and transferred to any location in India where SEBI has its Offices. The recruited officers may be posted to any department of SEBI, irrespective of stream.

SEBI Grade A 2020 – Application Fee :

SEBI Grade A Notification 2020 – SEBI Assistant Manager Notification PDF :

As per the official notification of SEBI Assistant Manager Recruitment, given below is the list of the posts for which SEBI will conduct the recruitment:
General Stream
Legal Stream
Information Technology Stream
Engineering Stream (Civil & Electrical)
Research stream
Official Language Stream
Download PDF of SEBI Assistant Manager in Grade A 2020 Recruitment Notification

SEBI Grade-A Recruitment 2020 Important Dates :

Securities and Exchange Board of India Exam Date 2020

LEVEL OF EXAMS :

SEBI Grade-A 2020 Exam Pattern of Phase-I :

The on-line examination consisting of two papers of 100 marks each. Pattern of Phase-I is given below :

Preliminary Examination consisting of Objective Tests for 100 marks is conducted online. This test is of 1-hour duration consisting of 3 Sections (with separate timings for each section) as follows :

Note :

• There is a provision of negative marking (1/4th of marks assigned to the question) for both the Papers of Phase-I.
• Candidates would need to secure separate cut-off in each paper. Along with aggregate cut-off marks of 40% in Phase-I exam to be shortlisted for Phase-II Examination.
• Phase-I Marks shall be used only for shortlisting the candidates for Phase-II examination. It will not be counted for final selection of the candidates.

SEBI Grade-A 2020 Exam Pattern of Phase-II On-Line Exam :

• The phase 2 exam will comprise of 2 papers. The Paper-I will consist of English (descriptive test) whereas the Paper-II will consist of Multiple choice questions on Specialized subject related to stream. The Phase 2 online exam will be held on 3rd May 2020.
• The on-line examination consisting of two papers of 100 marks each. Pattern of Phase-II is given below :

Subjects	Maximum Marks	Duration.	Cut-Off	Weightage
Paper-I : All streams : English (Descriptive Test) to test the drafting skills	100	60 min.	30%	1/3rd
Paper-II : General Stream : Multiple choice questions on subjects Commerce, Accountancy, Management, Finance, Costing, Companies Act and Economics.	100	40 min.	40%	2/3rd
Legal, Engineering Stream (Civil & Electrical) and Official Language stream : Multiple choice questions on Specialized subject related to stream.	100	40 min.	40%	2/3rd
Research Stream : Multiple choice questions on subjects Economics, Econometrics, Statistics, Finance and Commerce

Note


• Candidates shortlisted for Phase II will be issued new Hall Tickets.
• Paper II will be conducted in various shifts for the candidates applying in multiple streams, the timings of which will be intimated in the Hall Ticket.
• There is provision of negative marking of 1/4th for Paper 2 in Phase II (except IT stream for).
• Phase II.
• An aggregate of40 % is required to score in Phase-II.
•  Candidates who will qualify the Phase II will only be called for the final stage of Interview. And the list of those selected candidates for Interview will be made available on SEBI website.

SEBI Grade A Interview :

• The Securities and Exchange Board of India has revised the exam pattern for the Grade Exam. SEBI is conducting the SEBI Grade A exam starting next month for both Phase 1 & Phase 2. Applicants appearing for this exam must get familiar with the exam pattern and detailed syllabus in order to prepare for the exam constructively. In this post, we have provided a detailed syllabus & revised exam pattern of SEBI Grade A Officer exam 2020.

SEBI Grade A For Prelims (Phase-I) – Paper 2 Syllabus (Stream-Wise) :

Syllabus For General Stream

Commerce & Accountancy:

• Accounting as a financial information system;
• Accounting Standards with specific reference to Accounting for Depreciation, Inventories, Revenue Recognition, Fixed Assets, Foreign Exchange Transactions, Investments.
• Cash Flow Statement, Fund flow statement, Financial statement analysis; Ratio analysis;
• Accounting for Share Capital Transactions including Bonus Shares, Right Shares.
• Employees Stock Option and Buy-Back of Securities.
• Preparation and Presentation of Company Final Accounts.

Management :

• Management: its nature and scope; The Management Processes; Planning, Organization, Staffing, Directing and controlling; The Role of a Manager in an Organization.
• Leadership: The Tasks of a Leader; Leadership Styles; Leadership Theories; A successful Leader versus an effective Leader.
• Human Resource Development: Concept of HRD; Goals of HRD; Performance Appraisal – Potential appraisal and development – Feedback and Performance Counselling – Career Planning – Training and Development – Rewards – Employee Welfare. Motivation, Morale, and Incentives: Theories of Motivation; How Managers Motivate; Concept of Morale; Factors determining morale; Role of Incentives in Building up Morale.
• Communication: Steps in the Communication Process; Communication Channels; Oral versus Written Communication; Verbal versus non-verbal Communication; upward, downward and lateral communication; Barriers to Communication, Role of Information Technology.
• Corporate Governance: Factors affecting Corporate Governance; Mechanisms of Corporate Governance.

Finance and Management :
(a) Financial System :

• Money Market, Capital Market
• Reserve Bank of India- functions and conduct of monetary policy, Banking System in India, Financial Institutions – SIDBI, EXIM, NABARD, NHB, etc.
• SEBI – functions and role
• Prevention of Money Laundering
• Know Your Client Framework

(b) Financial Markets :

• Primary and Secondary Markets (Forex, Money, Bond, Equity, etc.), functions, instruments, recent developments.

(c) General Topics :

• Risk Management in Financial Sector Page 21 of 25
• Basics of Derivatives: Forward, Futures, and Swap
• Changing Landscape of Financial sector
• Recent Developments in the Financial Sector, Portfolio Investment, Public Sector Reforms, Disinvestment
• Financial Inclusion- use of technology
• Alternate source of finance, private and social cost-benefit, Public-Private Partnership
• Corporate Governance in the Financial Sector, the role of e-governance in addressing the issues of corruption and inefficiency in the government sector
• The Union Budget – Direct and Indirect taxes; Non-tax sources of Revenue, GST, Thirteenth Finance Commission and GST, Finance Commission, Fiscal Policy, Fiscal Responsibility and Budget Management Act (FRBM)
• Inflation: Definition, trends, estimates, consequences, and remedies (control): WPI, CPI – components and trends.

Costing :

• Overview of Cost and Management Accounting – Introduction to Cost and Management Accounting, Objectives and Scope of Cost and Management Accounting.
• Methods of Costing – Single Output / Unit Costing, Job Costing, Batch Costing, Contract Costing, Process / Operation Costing, Costing of Service Sectors. .
• Basics of Cost Control and Analysis – (i) Standard Costing, (ii) Marginal Costing, (iii) Budget and Budgetary Control. .
• Lean System and Innovation:- .
a) Introduction to Lean System
b) Just-in-Time (JIT)
c) Kaizen Costing
d) 5 Ss
e) Total Productive Maintenance (TPM)
f) Cellular Manufacturing/ One-Piece Flow Production Systems
g) Six Sigma (SS)
h) Introduction to Process Innovation and Business Process Re-engineering (BPR).

Companies Act :

• The Companies Act, 2013 – Specific reference to Chapter III, Chapter IV, Chapter VIII, Chapter X, Chapter XI, Chapter XII and Chapter XXVII.

Economics :

• Demand and Supply, Market Structures, National Income: Concepts and Measurement, Classical & Keynesian Approach Determination of output and employment, Consumption Function, Investment Function, Multiplier and Accelerator, Demand and Supply for Money, IS-LM, Inflation and Phillips Curve, Business Cycles
• Balance of Payments, Foreign Exchange Markets, Inflation, Monetary and Fiscal Policy, Non-banking Financial Institutions.

Syllabus For Information Technology

Database Concepts

ER‐model. Relational model: relational algebra, tuple calculus, Integrity constraints, normal forms. File organization, indexing (e.g., B and B+ trees), Transactions and concurrency control.

SQL Queries :

Select, view, truncate, delete, update, alter, Inner join, different types of outer joins,, use of aggregate functions, Union, intersection, except, in and exist clauses, nested queries.

Programming Concepts (Java /C C++ ) :

Program control (iteration, recursion, Functions), Scope of variables, Binding of variables & functions, Parameter passing, Functional and Logic Programming, OOPS Concepts, Inheritance, Class and object, Constructors, Functions, Exception Handling.

Data Analytics Languages (Python / R) :

Regex, Slicing, Data reshaping, Data frames, Dictionaries and Sets, File Management, Classes and Functions, Data Mining, Lists, Importing and exporting data, charts, and graphs.

Algorithms for problem-solving :

Tree and graph traversals, Connected components, Spanning trees, Shortest paths; Hashing, Sorting, Searching; Design techniques (Greedy, Dynamic Programming, Divide-and-conquer).

Networking Concepts :

ISO/OSI stack, LAN Technologies (Ethernet, Token ring), TCP/UDP, IP, Basic concepts of switches, gateways, and routers, Application layer protocols (DNS, SMTP, POP, FTP, HTTP), Firewalls.

Information & Cyber Security Concepts :

Cyber Attacks, Software Development Security, Network Security, Authentication, CIA – Confidentiality, Integrity and Availability, Network Audit, Systems Audit.

Data warehousing :

Data Extraction, Data Cleaning, Data Transformation, Data Loading, Metadata, Data Cube, Data Mart, Data Models.

Shell Programming :

Shell Scripting Basics, Shell Variables, Shell Script Arguments, If Statement, Loop, Return, Basic UNIX commands.

Syllabus For Civil Engineering Stream

Building Materials :

Stone, Lime, Glass, Plastics, Steel, FRP, Ceramics, Aluminum, Fly Ash, Basic Admixtures, Timber, Bricks and Aggregates: Classification, properties and selection criteria; Cement: Types, Composition, Properties, Uses, Specifications and various Tests; Lime & Cement Mortars and Concrete: Properties and various Tests; Design of Concrete Mixes: Proportioning of aggregates and methods of mix design.

Solid Mechanics :

Elastic constants, Stress, plane stress, Strains, plane strain, Mohr’s circle of stress and strain, Elastic theories of failure, Principal Stresses, Bending, Shear and Torsion.

Structural Analysis :

Basics of the strength of materials, Types of stresses and strains, Bending moments and shear force, the concept of bending and shear stresses; Analysis of determinate and indeterminate structures; Trusses, beams, plane frames; Rolling loads, Influence Lines, Unit load method & other methods; Free and Forced vibrations of single degree and multi-degree freedom system; Suspended Cables; Concepts and use of Computer-Aided Design.

Design of Steel Structures :

Principles of Working Stress methods, Design of tension and compression members, Design of beams and beam-column connections, built-up sections, Girders, Industrial roofs, Principles of Ultimate load design.

Design of Concrete and Masonry structures :

Limit state design for bending, shear, axial compression and combined forces; Design of beams, Slabs, Lintels, Foundations, Retaining walls, Tanks, Staircases; Principles of pre-stressed concrete design including materials and methods; Earthquake resistant design of structures; Design of Masonry Structure.

Construction Practice, Planning, and Management :

Construction – Planning, Equipment, Site investigation and Management including Estimation with latest project management tools and network analysis for different Types of works; Analysis of Rates of various types of works; Tendering Process and Contract Management, Quality Control, Productivity, Operation Cost; Land acquisition; Labor safety and welfare.

Flow of Fluids, Hydraulic Machines and Hydro Power :

(a) Fluid Mechanics, Open Channel Flow, Pipe Flow: Fluid properties; Dimensional Analysis and Modeling; Fluid dynamics including flow kinematics and measurements; Flow net; Viscosity, Boundary layer and control, Drag, Lift, Principles in open channel flow, Flow controls. Hydraulic jump; Surges; Pipe networks.
(b) Hydraulic Machines and Hydropower: Various pumps, Air vessels, Hydraulic turbines – types, classifications & performance parameters; Powerhouse – classification and layout, storage, poundage, control of supply.

Hydrology and Water Resources Engineering :

• Hydrological cycle, Ground water hydrology, Well hydrology and related data analysis; Streams and their gauging; River morphology; Flood, drought and their management; Capacity of Reservoirs.
• Water Resources Engineering: Multipurpose uses of Water, River basins and their potential; Irrigation systems, water demand assessment; Resources – storage and their yields; Water logging, canal and drainage design, Gravity dams, falls, weirs, Energy dissipaters, barrage Distribution works, Cross drainage works and head-works and their design; Concepts in canal design, construction & maintenance; River training, measurement and analysis of rainfall.

Environmental Engineering :

(a) Water Supply Engineering: Sources, Estimation, quality standards and testing of water and their treatment; Rural, Institutional and industrial water supply; Physical, chemical and biological characteristics and sources of water, Pollutants in water and its effects, Estimation of water demand; Drinking water Standards, Water Treatment Plants, Water distribution networks.
(b) Waste Water Engineering: Planning & design of domestic wastewater, sewage collection and disposal; Plumbing Systems. Components and layout of sewerage system; Planning & design of Domestic Waste-water disposal system; Sludge management including treatment, disposal and re-use of treated effluents; Industrial waste waters and Effluent Treatment Plants including institutional and industrial sewage management.
(c) Solid Waste Management: Sources & classification of solid wastes along with planning & design of its management system; Disposal system, Beneficial aspects of wastes and Utilization by Civil Engineers.
(d) Air, Noise pollution and Ecology: Concepts & general methodology.

Geotechnical Engineering and Foundation Engineering :

(a) Geo-technical Engineering: Soil exploration – planning & methods, Properties of soil, classification, various tests and inter-relationships; Permeability & Seepage, Compressibility, consolidation and Shearing resistance, Earth pressure theories and stress distribution in soil; Properties and uses of geo-synthetics.
(b) Foundation Engineering: Types of foundations & selection criteria, bearing capacity, settlement analysis, design and testing of shallow & deep foundations; Slope stability analysis, Earthen embankments, Dams and Earth retaining structures: types, analysis, and design, Principles of ground modifications.

Surveying and Geology :

(a) Surveying: Classification of surveys, various methodologies, instruments & analysis of measurement of distances, elevation and directions; Field astronomy, Global Positioning System; Map preparation; Photogrammetry; Remote sensing concepts; Survey Layout for culverts, canals, bridges, road/railway alignment and buildings, Setting out of Curves.
(b) Geology: Basic knowledge of Engineering geology & its application in projects.

Transportation Engineering :

Highways – Planning & construction methodology, Alignment, and geometric design; Traffic Surveys and Controls; Principles of Flexible and Rigid pavements design.
Tunneling – Alignment, methods of construction, disposal of muck, drainage, lighting, and ventilation.
Railways Systems – Terminology, Planning, designs and maintenance practices; track modernization.
Harbors – Terminology, layouts, and planning. Airports – Layout, planning & design.

Syllabus For Electrical Engineering Stream

Electrical Materials :

Electrical Engineering Materials, crystal structures, and defects, ceramic materials, insulating materials, magnetic materials – basics, properties and applications; ferrites, ferromagnetic materials, and components; basics of solid-state physics, conductors; Photo-conductivity; Basics of Nano materials and Superconductors.

Electric Circuits and Fields :

Circuit elements, network graph, KCL, KVL, Node and Mesh analysis, ideal current and voltage sources, Thevenin’s, Norton’s, Superposition and Maximum Power Transfer theorems, transient response of DC and AC networks, Sinusoidal steady-state analysis, basic filter concepts, two-port networks, three-phase circuits, Magnetically coupled circuits, Gauss Theorem, electric field and potential due to point, line, plane and spherical charge distributions, Ampere’s and Biot-Savart’s laws; inductance, dielectrics, capacitance; Maxwell’s equations.

Electrical and Electronic Measurements :

Principles of measurement, accuracy, precision and standards; Bridges and potentiometers; moving coil, moving iron, dynamometer and induction type instruments, measurement of voltage, current, power, energy and power factor, instrument transformers, digital voltmeters and multimeter, phase, time and frequency measurement, Q-meters, oscilloscopes, potentiometer recorders, error analysis, Basics of sensors, Transducers, basics of data acquisition systems.

Computer Fundamentals :

Number systems, Boolean algebra, arithmetic functions, Basic Architecture, Central Processing Unit, I/O and Memory Organization; peripheral devices, data representation and programming, basics of Operating system and networking, virtual memory, file systems; Elements of programming languages, typical examples.

Basic Electronics Engineering :

Basics of Semiconductor diodes and transistors and characteristics, Junction and field-effect transistors (BJT, FET, and MOSFETS), different types of transistor amplifiers, equivalent circuits and frequency response; oscillators and other circuits, feedback amplifiers.

Analog and Digital Electronics :

Operational amplifiers – characteristics and applications, combinational and sequential logic circuits, multiplexers, multi-vibrators, sample and hold circuits, A/D and D/A converters, basics of filter circuits and applications, simple active filters; Microprocessor basics- interfaces and applications, basics of linear integrated circuits; Analog communication basics, Modulation and demodulation, noise and bandwidth, transmitters and receivers, signal to noise ratio, digital communication basics, sampling, quantizing, coding, frequency and time domain multiplexing, power line carrier communication systems.

Systems and Signal Processing :

Representation of continuous and discrete-time signals, Shifting and scaling operations, linear, time-invariant and causal systems, Fourier series representation of continuous periodic signals, sampling theorem, Fourier and Laplace transform, Z transforms, Discrete Fourier, transform, FFT, linear convolution, discrete cosine transform, FIR filter, IIR filter, bilinear transformation

Control Systems :

Principles of feedback, transfer function, block diagrams, and signal flow graphs, steady-state errors, transforms and their applications; Routh-Hurwitz criterion, Nyquist techniques, Bode plots, root loci, lag, lead and lead-lag compensation, stability analysis, transient and frequency response analysis, state-space model, state transition matrix, controllability and observability, linear state variable feedback, PID and industrial controllers.

Electrical Machines :

Single-phase transformers, three-phase transformers – connections, parallel operation, auto-transformer, energy conversion principles, DC machines – types, windings, generator characteristics, armature reaction and commutation, starting and speed control of motors, Induction motors – principles, types, performance characteristics, starting and speed control, Synchronous machines – performance, regulation, parallel operation of generators, motor starting, characteristics and applications, servo and stepper motors.

Power Systems :

Basic power generation concepts, steam, gas and water turbines, transmission line models and performance, cable performance, insulation, corona and radio interference, power factor correction, symmetrical components, fault analysis, principles of protection systems, basics of solid-state relays and digital protection; Circuit breakers, Radial and ring-main distribution systems, Matrix representation of power systems, load flow analysis, voltage control and economic operation, System stability concepts, Swing curves and equal area criterion. HVDC transmission and FACTS concepts, Concepts of power system dynamics, distributed generation, solar and wind power, smart grid concepts, environmental implications, fundamentals of power economics.

Power Electronics and Drives :

Semiconductor power diodes, transistors, thyristors, triacs, GTOs, MOSFETs and IGBTs – static characteristics and principles of operation, triggering circuits, phase control rectifiers, bridge converters – fully controlled and half controlled, principles of choppers and inverters, basic concepts of adjustable speed dc and ac drives, DC-DC switched-mode converters, DC-AC switched-mode converters, resonant converters, high-frequency inductors and transformers, power supplies.

Syllabus For Research Stream

Economics :

Demand and Supply, Market Structures, National Income, Determination of output and employment, Investment Function, Multiplier and Accelerator, Demand and Supply for Money, IS-LM, Inflation and Phillips Curve, Business Cycles, Inflation, Monetary and Fiscal Policy, Non-banking Financial Institutions.

Public Economics :

Public Goods, Tax & Non-Tax Revenue, Direct & Indirect Taxes, Progressive and non-Progressive Taxation, Incidence and Effects of Taxation, Public expenditure, Public Debt, Public Budget, and Budget Multiplier.

Statistics and Econometrics :

Measures of Central tendency & dispersions, Correlation, Sampling methods, Sampling Distribution, Statistical Inferences, Hypothesis testing, Regression Analysis.

International Economics :

Balance of Payments, Foreign Exchange Markets, Role of International Financial Institutions: BIS, IOSCO, IMF & World Bank.

Financial Markets :

Asymmetric Information, Market Model, Market Efficiency, Primary Market, Secondary Market, Commodity Markets, Mutual Funds, Stock Exchanges, Depositories, Clearing Corporations, Credit Rating Agencies, Corporate Debt Market. Forwards, Futures, Options, Hedging, Speculation, and Arbitrage.

Syllabus For Official Language

• Official Language Policy of the Govt. of India
• Terms / Phrases / Sentences
• Legal Terminology
• Administrative / Banking / Capital Market Terminology

SEBI Grade A Syllabus For Mains (Phase – II) – Paper-1 Syllabus (Common For All):

English Writing Skills Syllabus :

The paper on English shall be framed in a manner to assess the writing skills including expression and understanding of the topic including precis writing/ essay writing / comprehension.

SEBI Grade A Mains (Phase – II) – Paper-2 Syllabus :

Syllabus For General Stream :

The syllabus for general stream is common for both phase and phase under paper 2. You can check the complete topic-wise list above for the idea.

Syllabus For Legal Stream – Paper 2 (Phase-II) :

• Constitution of India – Preamble, Part I, Part III, Part IV, Part IVA, Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI, Part XII, Part XIII, Part XIV, Part XIVA, Part XX.
• Law of Contracts – Indian Contract Act, 1872 (Chapters VIII to X), Indian Partnership Act, 1932, Specific Relief Act, 1963.
• Criminal Law – Indian Penal Code, 1860 (Chapters I, II, III, IV, V, VA, VI, IX, XVII, XXI, XXII, XXIII); Code of Criminal Procedure, 1973.
• Law of Evidence – Indian Evidence Act, 1872.
• Code of Civil Procedure, 1908 – Part I, Part II, Part III, Part IV, Part V, Part VII, Schedule I.
• Administrative Law and Principles of Natural Justice
• Jurisprudence and Interpretation of Statutes.
• Important Latin terms and maxims
• Law of Torts and Consumer Protection Act, 2019
• Arbitration and Conciliation Act, 1996 – Part I, Part III, Part IV.
• Transfer of Property Act, 1882 – Chapter III, Chapter IV, Chapter V.
• Law of Trusts – Parties to a Trust Deed and Duties of Trustees.
• Corporate Law – Companies Act, 2013 (Chapter I, Chapter II, Chapter III, Chapter IV, Chapter V, Chapter VII, Chapter VIII, Chapter IX, Chapter X, Chapter XI, Chapter XII, Chapter XIII, Chapter XV, Chapter XVI, Chapter XXVII, Chapter XXVIII, Chapter XXIX); Limited Liability Partnership Act, 2008; Insolvency and Bankruptcy Code, 2016 (Part I, Part II)
• Taxation – General principles, Capital Gains Tax, Securities Transaction Tax.
• Securities Laws – SEBI Act, 1992, SC(R) Act, 1956, Depositories Act, 1996.

Syllabus For Information Technology Stream

The syllabus for information technology for paper 2 of mains (phase-II) will be notified by the SEBI authorities in the due course.

Syllabus For Engineering Stream, Research & Official Language

The syllabus for all these streams are common for both phase 1 & 2. You can refer to the above syllabus mentioned for the complete list of topics.